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Free diagnostic

The AI Compliance Self-Check for UK Brokers

An under-6-minute diagnostic across the four exposures most brokers miss. Built for solo brokers, AR firms and networks, across mortgage, commercial finance and protection. Most people finish it knowing more about their own exposure than they did that morning.

Take the AI Self-Check ›

Free, instant, on screen. Answer the statements and get your red, amber, green result straight away. No download, nothing to wait for. See our privacy notice.

What it reveals

Most brokers think about AI as one risk. It is four.

Each exposure maps to a different part of the regulatory perimeter, and each carries a different consequence if it goes wrong. Protection, individual and business, runs through all four, because it adds health data and heightened vulnerability to every one.

01

Career

Personal accountability under SM&CR and SYSC for the AI used in your regulated work.

02

Firm

Consumer Duty obligations, including good outcomes and the identification of vulnerable customers.

03

Data

UK GDPR, including Article 22 automated decisions, Article 28 processor agreements and Article 9 health data.

04

Network

Principal responsibility under SUP 12 for the conduct of appointed representatives, including their AI use.

Green Amber Red Score each statement. The profile page tells you where you stand.

Before you ask

It shows you where you stand. It is not a defence.

This is not regulated advice and not a compliance certification. It is an honest under-6-minute look at your own AI exposure, before someone else takes that look for you. Free, instant, and on screen.

Take the AI Self-Check ›