A 12-minute diagnostic across the four exposures most brokers miss. Built for solo brokers, AR firms and networks, across mortgage, commercial finance and protection. Most people finish it knowing more about their own exposure than they did that morning.
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What it reveals
Each exposure maps to a different part of the regulatory perimeter, and each carries a different consequence if it goes wrong. Protection, individual and business, runs through all four, because it adds health data and heightened vulnerability to every one.
Personal accountability under SM&CR and SYSC for the AI used in your regulated work.
Consumer Duty obligations, including good outcomes and the identification of vulnerable customers.
UK GDPR, including Article 22 automated decisions, Article 28 processor agreements and Article 9 health data.
Principal responsibility under SUP 12 for the conduct of appointed representatives, including their AI use.
Before you ask
This is not regulated advice and not a compliance certification. It is an honest 12-minute look at your own AI exposure, before someone else takes that look for you. Free, and yours to keep.
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